Written by Brandon
Shalton
13-July-2004
Read
the Markman Order document.
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Markman
Order Summary: Buh-Bye
The long awaited
conclusion of the Markman Hearing for the Acacia DMT patent infringement
case has finally arrived. Judge Ware concluded the Markman with
the Markman Order, released on July 12th.
Acacia’s claims
to owning the process of downloading/streaming any audio/video file
from a webserver is based on US Patent numbers 5,132,992 (the ‘992
patent) and 6,144,702 (the ‘702 patent).
The purpose
of the Markman Hearing is to "construe the disputed terms
and phrases of the asserted claims.", meaning to come to
a definitive understanding of the definitions of words and phrases
claimed by Acacia.
The court’s
objective is to "determine the plain meaning, if any, that
those of ordinary skill in the art would apply to the language used
in the patent claims". Defense against a patent infringement
case is many times based on the ability to demonstrate that similarly
technical people as the inventor would understand what the inventor
documented in the patent.
This article
draws from the Markman Order as well as including my observations
and commentary of this Acacia Saga since my first involvement on
August 12, 2003.
The Court requested
that the parties submit a list of disputed terms and phrases for
the Markman.
The disputed
terms and phrases are highlighted in bold, quoting from Claim 1
of the ‘992 patent:
A transmission
system for providing information to be transmitted to remote
locations, the transmission system comprising:
Library
means for storing items containing information; identification
encoding means for retrieving the information in the items from
the library means and for assigning a unique identification
code to the retrieved information;
Conversion
means, coupled to the identification encoding means,
for placing the retrieved information into a predetermined format
as formatted data;
Ordering
means, coupled to the conversion means, for placing the formatted
data into a sequence of addressable data blocks;
Compression
means, coupled to the ordering means, for compressing the formatted
and sequenced data blocks;
Compressed
data storing means, coupled to the data compression means,
for storing as files the compressed, sequenced data blocks received
from the data compression means with the unique identification
code assigned by the identification encoding means; and
Transmitter
means, coupled to the compressed data storing means, for sending
at least a portion of one of the files to one of the remote
locations.
Claim 1 is the
starting point for the patent and within the tightly written descriptions
are the points of contention between the Defendants and Acacia.
Each item in
bold was contested by the Defendants during the four Markman Hearing
sessions to demonstrate how the interpreted claims by Acacia did
not apply.
The one issue
that stood out from the Order is the following:
"identification
encoding means for retrieving the information in the items from
the library means and for assigning a unique identification code
to the retrieved information"
The "identification
encoder" is one of the key terms that the Defendants challenged.
In the patent, it demonstrates that the unique identification code
must be assigned by the identification encoding process prior to
the information being compress and stored in the compressed data
library.
Acacia contends
"identification encoder" can be computer software. However,
the specification only defines the identification encoder by its
function of assigning a unique identification code and does not
disclose any structure, not even computer software.
The Judge goes
to state: "In this case, the Court cannot define the term
"identification encoding means" because there is not corresponding
structure in the specification that is linked the functions recited
in the claims. If the Court adopts this finding as its final conclusion
on this matter, this would render claims 1,3,4,5,9,10, and 11 of
the ‘992 patent indefinite."
To have claims
rendered "indefinite" means that these claims are not
valid. If any part of the patent is found invalid, then the overall
patent infringement claims fall down like dominoes. The Judge has
found the "identification encoder" to be indefinable that
it means that the defendants are not using this step.
The Judge went
on to state : "The Court invites the Defendants to file
a motion for summary judgement that the term "identification
encoding means" is indefinite, rending claims 1,3,4,5,9,10,
and 11 of US Patents 5,132,992 to be invalid, respectively, pursuant
to 35 USC 1123.2 At the same time, Defendant may file a motion for
summary judgement pursuant to 112.1"
[Acacia 0, Defendants
1]
With this paragraph,
the Judge is suggesting that Acacia’s patent claims are not holding
up and that the Defendants can now submit a summary judgement motion
to get a final verdict of non-infringement.
The next major
section for Markman was from the ‘720 patent, Claim 1:
A communication
system comprising:
A transmission
system at a first location in data communication with a reception
system at a second location, wherein said transmission system
comprises
A sequence
encoder,
An identification
encoder, and
A compressed
data library in data communication with said identification
encoder,
Wherein
said identification encoder gives items in said compressed data
library a unique identification code; and
Wherein
said reception system comprises
A transceiver
in data communications with said transmission system,
A storage
device in data communication with said transceiver,
User playback
controls in data communication with said storage device,
A digital
compressor in data communication with said storage device,
and
A playback
device with said digital decompressor.
The highlight
of this section involved the term "sequence encoder":
which the Judge says never appears in the specification of the ‘702
patent. The legal consequences of claiming an apparatus which
has no plain meaning and which is not defined or referred to in
the specification for the Court to declare the patent claim indefinite.
Acacia acknowledges
that "sequence encoder" does not appear in the specifications
of the ‘702 patent. To avoid indefiniteness, Acacia asserts the
description of a time encoder in the specification clarifies that
the time encoder is sequence encoder. This translates into Acacia
making up stuff to try and make things fit to their interpretation.
"With absolutely
no reference or drawing, one of ordinary skill in the art would
not know what a sequence encoder is, or what structure the encoder
has, and how it interacts with other elements of the transmission
system. Furthermore, a person skilled in the art would not find
a time encoder that "places the blocks of converted formatted
information from converter 113 into a group of addressable blocks"
to be synonymous with a "sequence encoder". A time encoder
that is described in defendant claim 7 of the ‘702 patent is a limitation
describing an additional function of the sequence encoder but does
not assist one skilled in the art with defining the boundaries of
the claimed element"
In the footnote,
it was written "In the case at hand, Acacia cannot suggest
the one of ordinary skill in the art is on notice of the scope of
the term "sequence encoder" as the term never appears
in the specification."
The Order goes
on to state: "If the Court adopts this finding as it s final
conclusion on this matter, this would render claims 1,7,17,18,32,33
of US patent No. 6,144,702 indefinite."
The Court invites
the Defendants to file a motion for summary judgement pursuant to
112.1 and 112.2 regarding the term "identification encoder".
[Acacia 0, Defendants
2]
It has been
observed by some legal experts that having the judge suggest filing
for summary judgement within a Markman Order is unusual, but twice??!?!?!
Most of the
40 pages were addressing subtle points of words and definitions.
Some points, the judge agreed with Acacia, and with others, the
judge agreed with the Defendants. The two major strikes against
Acacia from the Markman Order will carry forward to cases like the
one against the cable industry, as well as leading to non-infringement
by the defendants.
While the final
verdict is not in, I do have one thing to say after being involved
in this Acacia Saga for over a year and shouting out that this patent
was bogus… I told ya so :)
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